Knowledge, Skills, and Abilities
Knowledge of
• Legal principles and rules governing document and testimony subpoenas.
• Investment concepts, practices and procedures used in the securities industry.
• Principles of banking and finance and securities industry operations.
• Financial markets and products.
Skill in
• Responding to subpoenas.
• Coordinating work with paralegals.
• Performing legal review.
• Providing legal representation.
• Reviewing for potential legal issues in assigned functional area(s).
• Performing legal research.
• Operating standard office equipment and using required software applications.
Ability to
• Maintain currency in legal issues related to assigned functional area(s).
• Progressively learn about assigned functional area(s) and other business areas.
• Gather information, identify linkages and trends and apply findings to assignments.
• Read, interpret, analyze and apply regulatory and compliance information
• Prioritize and manage multiple priorities in a fast-paced, dynamically changing environment
• Communicate effectively, both orally and in writing.
• Work independently as well as collaboratively within a team environment.
• Handle stressful situations and a heavy workload and provide a high level of customer service in a calm and professional manner.
• Establish and maintain effective working relationships at all levels of the organization.
Educational/Previous Experience Requirements
Education/Previous Experience
• Juris Doctorate with excellent academic credentials and minimum of three (3) year of progressively responsible experience in litigation (law firm and/or in-house in a related area involving financial services industry preferred).
• OR ~
• Any equivalent combination of experience, education, and/or training approved by Human Resources.
Licenses/Certifications
• Admitted to the Florida State Bar.